Baro Alto Training Services
AML/CTF (Anti-money laundering and counter terrorist financing)
- Regulatory framework of anti-money laundering;
- Anti-money laundering and counter terrorist financing measures imposed on concerned parties;
- Risk-based approach;
- KYC and due diligence requirements;
- Record-keeping requirements;
- Obligation to report suspicions;
- Asset freezing;
- Training and raising awareness of staff.
- Risk of administrative sanctions and criminal penalties;
- Requirement to implement compliance and internal control procedures.
Discover the other modules
Understanding the insurance distribution business and environment and how it can vary depending on the position you hold
Develop your knowledge of the rules governing insurance product distribution
Customer relations from A to Z
Setting up prevention and compliance measures
Adapting to organisational and technological changes
Developing a portfolio in compliance with applicable regulations
Property and liability insurance
Professional skills specific to certain methods of distribution
Develop your knowledge of the procedures imposed by the Autorité de Contrôle Prudentiel et de Résolution (French Prudential supervisory and dispute resolution authority) in terms of auditing and penalties or the internal control procedures implemented within a company
Develop an affinity portfolio in compliance with applicable regulations