AML/CTF (Anti-money laundering and counter terrorist financing)

  • Regulatory framework of anti-money laundering;
  • Anti-money laundering and counter terrorist financing measures imposed on concerned parties;
    • Risk-based approach;
    • KYC and due diligence requirements;
    • Record-keeping requirements;
    • Obligation to report suspicions;
    • Asset freezing;
    • Training and raising awareness of staff.
  • Risk of administrative sanctions and criminal penalties;
  • Requirement to implement compliance and internal control procedures.

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Insurance and IDD Compliance training
Risk management/Compliance training
Insurance and IDD Compliance training
Understanding the insurance distribution business and environment and how it can vary depending on the position you hold
Develop your knowledge of the rules governing insurance product distribution
Customer relations from A to Z
Setting up prevention and compliance measures
Adapting to organisational and technological changes
Developing a portfolio in compliance with applicable regulations
Property and liability insurance
Professional skills specific to certain methods of distribution
Develop your knowledge of the procedures imposed by the Autorité de Contrôle Prudentiel et de Résolution (French Prudential supervisory and dispute resolution authority) in terms of auditing and penalties or the internal control procedures implemented within a company
Develop an affinity portfolio in compliance with applicable regulations
Liability of corporate officers and entities
Develop your knowledge of the procedures imposed by three independent administrative authorities: Autorité des marchés financiers (AMF – French securities market authority), Autorité de contrôle prudentiel et de résolution (ACPR – French Prudential supervisory and dispute resolution authority) and Agence française anticorruption (AFA – French anticorruption agency) in terms of auditing and penalties or or the internal control procedures implemented within a company
AML/CTF (Anti-money laundering and counter terrorist financing)
French anti-corruption law: SAPIN 2
How to set up and manage delegations of powers
Anticipate the risks
Understanding the insurance distribution business and environment and how it can vary depending on the position you hold